Anthony L.G., PLLC is a comprehensive corporate, securities, and business transactional law firm.
Our team of experienced attorneys ensure that all aspects of your corporate legal needs are satisfied whether you are completing an initial public offering, follow on offering, private placement, merger or acquisition or general business contracts and ongoing corporate maintenance. As the securities industry’s premier corporate and transactional law firm, we strive to maximize your time and money at all times while:
- Taking Your Private Company Public
- Drafting Form 10, S-1, S-3, S-4 or S-8 Registration Statements
- Completing merger and acquisition transactions including roll-ups, forward mergers and reverse mergers both for private and public companies
- Structuring and provide all legal work necessary for a Registered Public Offerings
- Maintaining Compliance with the Over-the-Counter Markets such as the OTCQB and OTCQX, and national exchanges such as the NYSE American and NASDAQ Capital Market
- Maintaining Compliance with FINRA, the SEC and DTC
- Structuring and drafting documents for Private Placements including Private Placement Memorandums and white paper reviews for securities token offerings (STO) and initial coin offerings (ICO)
- Structuring and Completing Technical Commercial Transactions
- Fulfilling the Reporting Requirements of the Securities & Exchange Commission (SEC) including the annual Form 10, quarterly Form 10-Q, periodic Form S-8 and annual and special meetings of shareholders
- Satisfying the Current Information Reporting Requirements of OTCMarkets.com
- Corporation formation and set up including advice as to entity choice
- Corporate maintenance including annual and special shareholder meetings, board of director meetings and executive employment agreements
- General corporate and contractual work including licensing and distribution arrangements, royalty agreements and joint ventures
- Exempt fund formation including under 3(c)(1) and 3(c)(7) of the Investment Company Act of 1940
- Operating as Ongoing Corporate Counsel to Small and Mid-Size Public Companies, Private Companies, and their Officers, Directors and Shareholders
- Foreign Annual Reports on Form 20-F
- Annual Reports on Form 10-K
- Quarterly Reports on Form 10-Q
- Current Reports on Form 8-K
- Proxy Statements on Schedule 14A/Information Statements on Schedule 14C for annual shareholder meetings
- Section 16 insider filings, including Forms 3, 4, and 5 for officers, directors, and major shareholders, and Schedules 13D and 13G for other significant shareholders
- Registration Statements on Form 10
- Registration Statements on Form S-1 for a Public Offering of Securities by a Domestic Company
- Registration Statements on Form S-4 for a Merger
- Registration Statements on Form S-8 for the Registration of Securities Under an Employee Benefit Plan
- Registration Statements on Form 8-A to Become a Reporting Company in Conjunction with a Public Offering
- Private Offerings Including Rules 506(b) and (c), 504, Intrastate Offerings, 4(a)(2) Offerings
- Regulation A and A+ public offerings
- Section 3(a)(9) Exchanges
- PIPE Transactions
- Equity Line and Credit Facilities
- Form D for Private Offerings
- Form 144 for a Sale of Securities
- Registration Statements on Form F-1 for a Public Offering of Securities by a Foreign Company
- Private Placement Offering Documents
- Debt and Equity Corporate Finance Transactions
- Reverse Mergers
- Forward Mergers
- Acquisitions
- Asset Acquisitions
- Joint Ventures
- DTC Applications and Removals of Chills and Locks
- Assistance with 15c2-11 Applications
- Corporate Name Changes, Reverse and Forward Splits and Changes of Domicile
- Employment and Independent Contractor Agreements, Stock Purchase Agreements, Investment Agreements, Licensing Agreements, Consulting Agreements, Distribution Agreements, Royalty Arrangements, Leases
- Entity Formation and Constituent Documents Such as Operating Agreements, Shareholder Agreements, Partnership Agreements, Limited Partnership Agreements, Lock-up Agreements, Leak out Agreements